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Capital Markets and Securities

We represent issuers and underwriters in U.S. and global offerings of equity and debt securities, including registered initial and secondary public offerings, private placements, and Rule 144A and Regulation S offerings.  Our experience includes:

• Preparation of SEC Registration Statements
• Preparation of Disclosure Documentation
• Reporting and Regulatory Requirements
• Stock Exchange and NASDAQ Listings
• NASD Applications and Compliance
• State Securities Law Registration and Qualification Requirements

Our Firm is the leading law firm in representing issuers and underwriters in ground-breaking maritime financing transactions (including initial public offerings, other SEC-registered equity offerings, warrant offerings and debt offerings), as well as in Rule 144A high-yield debt offerings.