James E. Abbott
Partner
Business Transactions/Mergers and Acquisitions Practice
abbott@sewkis.com
READ BIOMetro Toronto
Convention Centre
November 2nd – 7th
Founded in 1890, Seward & Kissel LLP is a premier independent U.S. law firm with offices in New York City and Washington, D.C. Known globally for our leadership in financial services and corporate law, we represent a diverse client base including major commercial banks, investment advisers, mutual and hedge funds, broker-dealers, private equity firms, and shipping companies. Its practices primarily focus on corporate, M&A, securities, litigation (including white collar), restructuring/bankruptcy, real estate, regulatory, tax, employment, and ERISA for clients seeking legal expertise in these areas. Our attorneys combine deep sector knowledge with strategic insight to create a stable, collaborative culture committed to practical judgment, professional integrity, and delivering a high standard of legal service.
Partner
Business Transactions/Mergers and Acquisitions Practice
abbott@sewkis.com
READ BIOSeward & Kissel is globally recognized for its premier Investment Management practice. We advise more than 700 investment advisers—including many of the most prominent hedge funds, private equity firms, and mutual fund managers worldwide.
Our team delivers strategic guidance across fund formation, regulatory compliance, and transactional matters. As industry trailblazers, we’ve helped shape the legal landscape for emerging sectors, including cryptocurrency funds and ESG investment products.
We represent a full spectrum of investment vehicles—from alternative and registered funds to separately managed accounts (SMAs). Our clients span all asset classes and strategies, including hedge, private equity, credit, real estate, venture capital, commodities, secondaries, distressed debt, and other niche approaches. Whether advising multi-billion-dollar institutional managers or innovative emerging firms, we bring deep experience, market insight, and a commitment to excellence.
Seward & Kissel’s Litigation & Investigations Group guides clients through their most complex, high-stakes, and sensitive matters—from “bet-the-company” commercial and regulatory disputes to government and internal investigations. We regularly represent clients in matters involving the U.S. Department of Justice (DOJ), the Securities and Exchange Commission (SEC), and other federal and state enforcement agencies. Our team takes a cross-disciplinary approach, collaborating with subject matter experts across the firm to deliver strategic, business-minded solutions tailored to each client’s unique needs.
With a proven track record of success in and out of the courtroom, we represent public and private companies, financial institutions, and individuals across a range of industries—particularly in the financial services and maritime sectors. Our attorneys bring deep experience from both the private sector and prior roles as federal and state prosecutors and regulators. Whether litigating in federal or state court, managing regulatory inquiries, or resolving matters discreetly, we are committed to protecting our clients’ interests and achieving optimal outcomes.
Seward & Kissel’s Corporate Group expertise extends to all areas of legal practice associated with finance, including securities, insurance, banking, secured instruments, bankruptcy, real estate, tax and derivatives products. Our Capital Markets team advises clients on mergers and acquisitions, private equity investments, fund formations, joint ventures, and regulatory matters. The team’s deep industry knowledge supports clients such as leading investment management firms, fintech startups, and global financial institutions. We regularly handle complex cross-border transactions and sophisticated corporate structures. A major portion of the Corporate Group’s practice falls within the following categories:
Our Tax, ERISA, and Trusts & Estates practices provide high-net-worth individuals, families, and fiduciaries with sophisticated planning and compliance strategies. We help structure family offices, draft tax-optimized estate plans, and ensure fiduciary alignment with ERISA mandates. Our attorneys regularly counsel multigenerational clients and private foundations on wealth preservation and philanthropic impact.
Partner
Business Transactions/Mergers and Acquisitions Practice
abbott@sewkis.com | (212) 574-1226 |
James E. Abbott is Co-Head of Seward & Kissel’s Corporate M&A Practice and joined the firm as a partner in 2007. He advises public and private companies, investment funds, and financial institutions on mergers and acquisitions, private equity, venture capital, and other corporate matters. Jim has been recognized by The M&A Advisor, The National Law Journal, Chambers USA, The Legal 500, and Lawdragon 500. He is a frequent speaker and author on M&A topics and has contributed to numerous legal publications and events.
Jim earned his B.A., magna cum laude, from Colgate University and his J.D. from NYU School of Law. He is admitted to practice in New York.
Partner
Investment Management Practice
baroody@sewkis.com | (212) 574-1347 |
Jay Baroody joined the firm in 2012 and is a partner in the Investment Management Group. He primarily advises sponsors and managers of private funds, including hedge funds, private equity funds and fund-of-funds, on the formation, structuring and ongoing management of such funds. Jay also advises clients on a variety of regulatory and compliance matters, including Securities Exchange Act filings.
He received a B.A. from the University of Texas at Austin, with high honors, Phi Beta Kappa, and attained his J.D. from Fordham University School of Law, cum laude.
Partner
Capital Markets Practice
billotti@sewkis.com | (212) 574-1274 |
Keith Billotti is Head of Seward & Kissel’s Capital Markets Practice. He advises domestic and foreign clients on corporate and U.S. securities law, including public and private offerings, SPACs, dual listings, M&A, joint ventures, and private equity financings. He also counsels on corporate governance, securities compliance, and disclosure obligations. Recognized by Chambers and The Legal 500 for his work in the maritime sector,
Keith is known as a go-to attorney for complex finance matters. He frequently speaks at global industry events and contributes to Seward & Kissel’s Maritime Blog.
Partner
Tax, ERISA, and Trust & Estates Practice
cofer@sewkis.com | (212) 574-1688 |
James C. Cofer is Seward & Kissel’s Managing Partner and Chair of the Tax, ERISA, and Trust & Estates Group. He advises private investment funds and mutual funds on tax structuring, exempt investor issues, financial instruments, and deferred compensation, including Section 409A. Jim also counsels fund managers on management company tax planning and incentive arrangements. In the maritime sector, he advises shipping companies on Section 883, cross-border transactions, restructurings, and public offerings.
He holds a B.A. from Rutgers (with high honors), a J.D., and an LL.M. in Taxation from NYU School of Law.
Partner
Corporate Practice
katsanos@sewkis.com | (212) 574-1382 |
Nick Katsanos is Chair of Seward & Kissel’s Corporate Group and Co-Head of the Private Equities Practice. He advises public and private companies, private equity firms, and financial institutions on U.S. and cross-border M&A, private equity, and joint ventures across industries including shipping, financial services, media, and tech. Prior to joining the firm, Nick worked in-house at UBM, a global media company, on international transactions. He serves on the Board of the Hellenic-American Chamber of Commerce and is an editor for IM Deals®.
Nick is recognized by Chambers USA, The Legal 500, IFLR, and others for his practical, strategic deal advice. He holds a B.S. from NYU Stern and a J.D. from NYU School of Law.
Partner
Business Transactions Practice
lemberg@sewkis.com | (212) 574-1661 |
Danielle Lemberg is a partner in Seward & Kissel’s Business Transactions Group. She advises private companies, investment firms, and business owners on mergers and acquisitions, private equity, venture capital, joint ventures, and general corporate matters. Her work includes entity formation and drafting key agreements such as shareholder and operating agreements. The Legal 500 named Danielle a “Next Generation Partner,” noting she is “extremely effective.”
Danielle earned her B.A., summa cum laude, from Macaulay Honors College at Baruch and her J.D. from the University of Pennsylvania Carey Law School, where she was Executive Editor of the Journal of Business Law.
Partner
Litigation and Investigations Practice
maloney@sewkis.com | (212) 574-1448 |
Brian Maloney is a partner in the Litigation & Investigations Group. He represents clients in commercial litigation, regulatory investigations, and enforcement matters across sectors including banking, maritime, and securities. He has written and spoken extensively on shipping litigation and coordinates U.S. actions related to the collapse of O.W. Bunker on behalf of its secured lender. Brian regularly advises on U.S. sanctions and co-authored Lexology’s Panoramic: Sanctions 2024 – USA. He contributes to the Maritime Blog and the Marshall Islands Law Blog. Chambers USA highlights his deep knowledge and strategic insight in shipping disputes.
He earned his A.B. from Dartmouth and J.D. from Boston College Law School, both cum laude.
Partner
Litigations and Investigations Practice
paulsen@sewkis.com | (212) 574-1533 |
Bruce G. Paulsen is a partner and former co-head of Seward & Kissel’s Litigation and Investigations Group, and head of the Sanctions Practice Group. He was named to Legal 500’s “Hall of Fame” in 2023 and one of the global Top 10 Maritime Lawyers by Lloyd’s List in 2020. Bruce handles complex commercial and maritime disputes, including finance and securities litigation, lien claims, environmental matters, and arbitration enforcement. He has deep expertise in international trade sanctions and piracy issues. Chambers USA 2024 noted his work in shipping finance and securities litigation, and Legal 500 USA 2024 called him “the best pair of hands in US shipping litigation.” Bruce frequently writes and lectures on litigation, arbitration, bankruptcy, piracy, and sanctions, and is actively involved in nonprofit governance.
Partner
Investment Management Practice
poglinco@sewkis.com | (212) 574-1247
Patricia A. Poglinco is a partner and Co-Chair of Seward & Kissel’s Investment Management Group. She joined the firm in 1986 and has been a partner since 1994, also serving on the Management Committee. Pat advises investment advisers on regulatory compliance and represents private investment partnerships, group trusts, offshore vehicles, and registered investment companies. Her work includes CFTC registration, fund formation, and advising managers, underwriters, and service providers. She also handles general securities and corporate matters. Pat is a frequent speaker at industry events in the U.S. and abroad and has been recognized by Chambers as a leading attorney in the investment management industry.
Partner
Blockchain and Digital Assets Practice
tu-sekine@sewkis.com | (202) 661-7150 |
Anthony is Head of the Blockchain and Digital Assets Practice and a member of the Capital Markets and Securities and Investment Management Groups, based in Seward & Kissel’s Washington, D.C. office. He advises clients on token structuring and registration, custody, crypto ETPs, NFT platforms, and crypto asset investments. With over 20 years of capital markets experience, he counsels clients from formation through public offerings. He is a leading expert on physical precious metals funds and has represented issuers and underwriters in FINRA filings.
Anthony received his B.A. from California State University, Fullerton, and his J.D. from Harvard Law School. He has served as President of the Asian Pacific American Bar Association of the Greater Washington, D.C. Area and as Secretary of the D.C. Bar. He is fluent in German and contributes to Seward & Kissel’s Cryptocurrency and Blockchain blog, SKrypto. In 2022, he was named a Cryptocurrency, Blockchain, and Fintech Trailblazer by The National Law Journal.
Partner
Capital Markets Practice
vandorn@sewkis.com | (212) 574-1590
Walter Van Dorn is a partner in Seward & Kissel’s Capital Markets Group. He advises issuers, underwriters, and financial institutions on IPOs, public and private offerings of equity, debt (including sovereign debt), asset-backed securities, and exchange and tender offers. He counsels clients on U.S. securities laws, including the Securities Act, Exchange Act, Investment Company Act, Investment Advisers Act, Sarbanes-Oxley, Dodd-Frank, JOBS Act, and FCPA. Walter has practiced in New York, London, Hong Kong, and Washington, D.C., and frequently lectures on securities law. Earlier, he served at the SEC as Special Counsel in the Office of International Corporate Finance, where he worked on cross-border offerings, MJDS filings, and rulemaking initiatives.
He received a B.A. from the University of Michigan and a J.D., cum laude, from Boston University School of Law.
Partner
Tax, ERISA, and Trust & Estates Practice
vergara@sewkis.com | (212) 574-1610
Edward A. Vergara is the Co-Head of Seward & Kissel’s Trusts & Estates Practice. He advises individuals, fiduciaries, and closely held businesses on tax optimization and succession planning, with a client base of founders, executives, fund principals, and investors. Ed ensures clients have core estate planning in place, then focuses on maximizing efficiency in transactions, ownership structures, and succession events. Many clients have cross-border interests; Ed assists with foreign asset management, residency changes, and coordination across jurisdictions. He also advises fiduciaries and beneficiaries of foreign trusts and foundations on U.S. tax and reporting matters.