2021 Private Funds Forum: SEC/CFTC Spotlight- The Good, the Bad and the Ugly (CLE)

June 22, 2021

As part of Seward & Kissel’s Seventh Annual Private Funds Forum, on June 17, 2021, Seward & Kissel partners and counsel discussed their observations with respect to SEC trends and potential 2021 SEC initiatives related to private fund managers. Panelists address:

  • 2021 Annual Examinations Report
  • The new SEC marketing rule
  • ESG
  • Conflicts of interest
  • Fees/expenses
  • Cross trades
  • SEC enforcement

To watch an on-demand version of the discussion, click here:

Related Attorneys
Christopher C. Riccardi
Christopher C. Riccardi

(212) 574-1535
riccardi@sewkis.com

Debra Franzese

(212) 574-1353
franzese@sewkis.com

Kevin Neubauer
Kevin Neubauer

(212) 574-1355
neubauer@sewkis.com

Associate Daniel Bresler
Daniel Bresler

(212) 574-1203
bresler@sewkis.com

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