Partner Rob Van Grover spoke on a Regulatory Compliance Watch webinar titled, “The Latest on the Marketing Rule,” on April 21, 2023 at 12:00pm EST.
Discussion topics will include:
- How does your firm conduct compliance-related due diligence on potential vendors?
- What is the meaning of recent risk alerts, enforcement actions, exam lists?
- How are you avoiding airs of LP favoritism around co-investments?
- What are the risk areas surrounding adoption and implementation of the new rule?
- How are you showing fees and expenses on an investment-by-investment basis?
- Matthew F. Cohen, Partner, Kirkland & Ellis
- Rob Van Grover, Partner, Seward & Kissell
- Nick Duvall, Vice President Legal & Compliance, Carlyle
- Jana Nawrocki, Senior Vice President and Chief Compliance Officer, GID
- Moderator: Bill Myers, Editor, Regulatory Compliance Watch