April 29, 2021 Seward & Kissel’s 2020 New Hedge Fund Study April 12, 2021 SEC Division of Examinations Announced 2021 Examination Priorities April 8, 2021 Seward & Kissel’s Alternative Investment Allocator Survey March 15, 2021 ESG Considerations for Form ADV Annual Amendment March 11, 2021 SEC Division of Examinations Issues Risk Alert on Digital Asset Securities March 9, 2021 Hedge Fund Confidence Index (HFCI) – Q1 2021 February 17, 2021 Seward & Kissel 2020 Investment Management Highlights February 8, 2021 New York Adopts New Rules Requiring Registration and Exams for Investment Adviser Representatives, Principals and Solicitors February 5, 2021 Memo to Clients 2021 – Annual Reminders February 3, 2021 Client Alert: What Came First: The Token or the SAFT? January 26, 2021 SEC Adopts New Investment Adviser Marketing Rule January 8, 2021 SEC Permits Specialized Broker-Dealers to Custody Digital Asset Securities December 30, 2020 SEC Charges BlueCrest Capital Management for Concealed Conduct that Favored a Proprietary Fund at the Expense of its Flagship Client Fund December 29, 2020 SEC OCIE Issues Risk Alert on Observations from Examinations of Broker-Dealers and Investment Advisers regarding Large Trader Obligations December 28, 2020 SEC Adopts Amendments to the Exempt Offering Framework: Considerations for Private Fund Managers Load more
