September 20, 2023
Seward & Kissel releases second edition of SPV Snapshot Report
September 18, 2023
Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers
September 11, 2023
SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations
September 6, 2023
Seward & Kissel releases third edition of SMA Snapshot Report
August 25, 2023
The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers
August 16, 2023
SEC Enforcement of Off-Channel Communications Continues – New Series of Firms Charged with Penalties Totaling $289 Million
July 27, 2023
The Modern De-SPAC and a Way Forward
July 17, 2023
Expiration of SEC Staff’s No Action Letters Providing Relief to Broker-Dealers Regarding MiFID II Research Requirements
June 20, 2023
Seward & Kissel’s Established Manager Hedge Fund Study
June 7, 2023
2022 Seed Transactions Deal Points Study
May 17, 2023
Seward & Kissel’s 2022 New Manager Hedge Fund Study
April 19, 2023
Building a Scalable Hedge Fund Business
March 16, 2023
Off-Channel Communications: Action Items for Advisers
February 22, 2023
SEC Division of Examinations Announces 2023 Priorities
January 26, 2023
New HSR Filing Thresholds and Fee Schedule