In a recent interview with The Hedge Fund Law Report, David Tang, counsel at Seward & Kissel with a concentration on regulatory-compliance consulting, provided his thoughts on mock audits, their prevalence in the industry and best practices for advisers to use mock audits to prepare for an SEC examination, and discussed other developments in the examination and enforcement arena. This article highlights Tang’s key insights.
Counsel David Tang is interviewed in a Hedge Fund Law Report article titled, “Mock Audits Are Essentially Preparatory Tools for Fund Principals in the Current Regulatory Environment.”
September 28, 2017
Hedge Fund Law Report