October 15, 2020
SEC’s Cybersecurity Risk Alert Regarding Credential Stuffing
October 9, 2020
ADDITIONAL REPORTING ON THE 2019 BENCHMARK SURVEY OF FINANCIAL SERVICES TRANSACTIONS BETWEEN U.S. FINANCIAL SERVICES PROVIDERS AND FOREIGN PERSONS
September 23, 2020
2019 Benchmark Survey of Financial Services Transactions Between U.S. Financial Services Providers and Foreign Persons
September 2, 2020
The SEC Expands the Definition of Accredited Investor
August 24, 2020
SEC OCIE Issues Risk Alert on COVID-19 Compliance Risks and Considerations for Broker-Dealers and Investment Advisers
August 18, 2020
SKRC August Compliance Flash
August 6, 2020
SEC Supplements Prior Guidance on Proxy Voting Responsibilities of Investment Advisers
July 17, 2020
SEC OCIE Issues Cybersecurity Risk Alert on Ransomware
July 15, 2020
SEC Proposes to Raise 13F Reporting Threshold to $3.5 Billion
July 1, 2020
SEC OCIE Issues Risk Alert on Private Fund Adviser Examination Observations
June 30, 2020
California Consumer Privacy Act Becomes Enforceable July 1
June 29, 2020
Seward & Kissel Alternative Investment Manager Covid-19 Survey
June 25, 2020
OCIE Issues Risk Alert to Provide Additional Information About LIBOR Transition Preparedness Examinations
June 24, 2020
2019 Seed Transactions Deal Points Study
June 22, 2020
Continued Remote Working Issues and Considerations for Investment Managers