March 16, 2023
Off-Channel Communications: Action Items for Advisers
February 22, 2023
SEC Division of Examinations Announces 2023 Priorities
January 27, 2023
Seward & Kissel attorneys co-authored a chapter for the ICLG – ESG Law 2023 titled “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers”
January 26, 2023
New HSR Filing Thresholds and Fee Schedule
January 13, 2023
Seward & Kissel’s Investment Management 2022 Year in Review
January 12, 2023
SEC Updates FAQ Regarding Marketing Rule Compliance – Displays of Gross and Net Performance
January 4, 2022
Memo to Clients 2023 – Annual Reminders
December 12, 2022
Merger of TIC Form S into Revised TIC Form SLT
November 30, 2022
SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers
October 25, 2022
Seward & Kissel Releases 2021/2022 Hedge Fund Side Letter Study
October 21, 2022
ESG Spotlight (Ep. 10): Sustainability Data Reporting with Persefoni
October 19, 2022
New York City Implements Pass-Through Entity Tax for 2022
October 12, 2022
Introducing the SPV Snapshot Report
October 4, 2022
New Marketing Rule: One Month Away from the Compliance Date
October 4, 2022
Wealth Management Firm Charged with Reg S-P Violations for Failing to Properly Dispose of its Hard Drives