May 12, 2021
ESG Spotlight Series: A Conversation with Emlyn Ade Palmer, Head of ESG Investing and Partner at Albourne
April 29, 2021
Seward & Kissel’s 2020 New Hedge Fund Study
April 21, 2021
Seward & Kissel ESG Spotlight Series: A Conversation with Jason Mitchell, Man Group
April 12, 2021
SEC Division of Examinations Announced 2021 Examination Priorities
April 8, 2021
Seward & Kissel’s Alternative Investment Allocator Survey
March 15, 2021
ESG Considerations for Form ADV Annual Amendment
March 11, 2021
SEC Division of Examinations Issues Risk Alert on Digital Asset Securities
March 9, 2021
Hedge Fund Confidence Index (HFCI) – Q1 2021
February 17, 2021
Seward & Kissel 2020 Investment Management Highlights
February 8, 2021
New York Adopts New Rules Requiring Registration and Exams for Investment Adviser Representatives, Principals and Solicitors
February 5, 2021
Memo to Clients 2021 – Annual Reminders
January 26, 2021
SEC Adopts New Investment Adviser Marketing Rule
December 30, 2020
SEC Charges BlueCrest Capital Management for Concealed Conduct that Favored a Proprietary Fund at the Expense of its Flagship Client Fund
December 29, 2020
SEC OCIE Issues Risk Alert on Observations from Examinations of Broker-Dealers and Investment Advisers regarding Large Trader Obligations
December 28, 2020
SEC Adopts Amendments to the Exempt Offering Framework: Considerations for Private Fund Managers