March 16, 2023 Off-Channel Communications: Action Items for Advisers February 22, 2023 SEC Division of Examinations Announces 2023 Priorities January 27, 2023 Seward & Kissel attorneys co-authored a chapter for the ICLG – ESG Law 2023 titled “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers” January 26, 2023 New HSR Filing Thresholds and Fee Schedule January 13, 2023 Seward & Kissel’s Investment Management 2022 Year in Review January 12, 2023 SEC Updates FAQ Regarding Marketing Rule Compliance – Displays of Gross and Net Performance January 4, 2022 Memo to Clients 2023 – Annual Reminders December 12, 2022 Merger of TIC Form S into Revised TIC Form SLT November 30, 2022 SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers October 25, 2022 Seward & Kissel Releases 2021/2022 Hedge Fund Side Letter Study October 21, 2022 ESG Spotlight (Ep. 10): Sustainability Data Reporting with Persefoni October 19, 2022 New York City Implements Pass-Through Entity Tax for 2022 October 12, 2022 Introducing the SPV Snapshot Report October 4, 2022 New Marketing Rule: One Month Away from the Compliance Date October 4, 2022 Wealth Management Firm Charged with Reg S-P Violations for Failing to Properly Dispose of its Hard Drives Load more