February 15, 2023 Musk Wins Tweet Trial February 13, 2023 2022 Highlights from the Global Bank and Institutional Finance & Restructuring Group February 7, 2023 Seward & Kissel Releases Litigation Group 2022 Year in Review October 4, 2022 Wealth Management Firm Charged with Reg S-P Violations for Failing to Properly Dispose of its Hard Drives October 3, 2022 SEC Charges Sixteen Firms for Recordkeeping Failures Related to Employee Use of Personal Devices September 13, 2022 Down to the Wire: Citibank Wins Big in Revlon Appeal September 6, 2022 Jack Yoskowitz Participates in Corporate Disputes Expert Panel on SPAC-Related Litigation June 28, 2022 SEC Files First Reg BI Action Against Broker-Dealer February 14, 2022 2021 Highlights from the Global Bank and Institutional Finance & Restructuring Group January 26, 2022 SEC Sanctions Broker-Dealer for Alternative Trading System Disclosure Failures January 25, 2022 Update: SEC “Shadow Trading” Enforcement Action Advances December 27, 2021 FinCEN Announces New SAR Filing Requirements After Turning Increased Attention to Environmental Crimes and Related Illicit Financial Activity December 3, 2021 Investment Adviser to Pay $18 million to SEC for Compliance Failures in Handling MNPI September 15, 2021 SEC Sanctions Multiple Investment Advisers and Broker-Dealers for Cybersecurity Violations August 30, 2021 SEC Files Complaint in its First “Shadow” Insider Trading Action Load more