February 22, 2023
SEC Division of Examinations Announces 2023 Priorities
January 26, 2023
New HSR Filing Thresholds and Fee Schedule
January 17, 2023
New Omnibus Bill Codifies M&A Broker-Dealer SEC Registration Exemption
January 13, 2023
Seward & Kissel’s Investment Management 2022 Year in Review
January 12, 2023
SEC Updates FAQ Regarding Marketing Rule Compliance – Displays of Gross and Net Performance
January 4, 2022
Memo to Clients 2023 – Annual Reminders
December 28, 2022
Seward & Kissel Registered Funds Group 2022 Wrapped
December 12, 2022
Merger of TIC Form S into Revised TIC Form SLT
November 30, 2022
SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers
November 30, 2022
SEC Adopts Amendments to Increase Proxy Voting Transparency
November 17, 2022
SEC Adopts Rule and Form Amendments Relating to Shareholder Reports and Investment Company Advertisements
October 25, 2022
Seward & Kissel Releases 2021/2022 Hedge Fund Side Letter Study
October 19, 2022
New York City Implements Pass-Through Entity Tax for 2022
October 12, 2022
Introducing the SPV Snapshot Report
October 4, 2022
New Marketing Rule: One Month Away from the Compliance Date