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Lancelot A. King

Lancelot A. King

Counsel

901 K Street NW
Washington, D.C. 20001

Phone (202) 661-7196
Fax (202) 737-5184

king@sewkis.com

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September 20, 2023
Seward & Kissel releases second edition of SPV Snapshot Report
September 18, 2023
Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers
September 11, 2023
SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations
September 6, 2023
Seward & Kissel releases third edition of SMA Snapshot Report
August 25, 2023
The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers
July 27, 2023
The Modern De-SPAC and a Way Forward
July 24, 2023, as revised August 4, 2023
SEC Adopts Money Market Fund Reforms
July 17, 2023
Expiration of SEC Staff’s No Action Letters Providing Relief to Broker-Dealers Regarding MiFID II Research Requirements
June 20, 2023
Seward & Kissel’s Established Manager Hedge Fund Study
May 17, 2023
Seward & Kissel’s 2022 New Manager Hedge Fund Study
April 19, 2023
Building a Scalable Hedge Fund Business
March 16, 2023
Off-Channel Communications: Action Items for Advisers
February 22, 2023
SEC Division of Examinations Announces 2023 Priorities
January 26, 2023
New HSR Filing Thresholds and Fee Schedule
January 17, 2023
New Omnibus Bill Codifies M&A Broker-Dealer SEC Registration Exemption

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