September 20, 2023 Seward & Kissel releases second edition of SPV Snapshot Report September 18, 2023 Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers September 11, 2023 SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations September 6, 2023 Seward & Kissel releases third edition of SMA Snapshot Report August 25, 2023 The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers July 27, 2023 The Modern De-SPAC and a Way Forward July 24, 2023, as revised August 4, 2023 SEC Adopts Money Market Fund Reforms July 17, 2023 Expiration of SEC Staff’s No Action Letters Providing Relief to Broker-Dealers Regarding MiFID II Research Requirements June 20, 2023 Seward & Kissel’s Established Manager Hedge Fund Study May 17, 2023 Seward & Kissel’s 2022 New Manager Hedge Fund Study April 19, 2023 Building a Scalable Hedge Fund Business March 16, 2023 Off-Channel Communications: Action Items for Advisers February 22, 2023 SEC Division of Examinations Announces 2023 Priorities January 26, 2023 New HSR Filing Thresholds and Fee Schedule January 17, 2023 New Omnibus Bill Codifies M&A Broker-Dealer SEC Registration Exemption Load more
