September 25, 2024
SEC Amends Fund Reporting Requirements on Forms N-PORT and N-CEN, Issues Guidance on Liquidity Risk Management Programs
February 8, 2024
Seward & Kissel Registered Funds Group 2023 Highlights
December 6, 2023
Countdown to Compliance with Tailored Shareholder Report Requirements: Key Considerations
November 6, 2023
SEC Adopts Amendments to the Fund “Names Rule”
July 24, 2023, as revised August 4, 2023
SEC Adopts Money Market Fund Reforms
December 28, 2022
Seward & Kissel Registered Funds Group 2022 Wrapped
November 30, 2022
SEC Adopts Amendments to Increase Proxy Voting Transparency
November 17, 2022
SEC Adopts Rule and Form Amendments Relating to Shareholder Reports and Investment Company Advertisements
August 30, 2022
Seward Submits Comment Letter on the SEC’s Proposed Amendments to Rule 35d-1 (Names Rule)
June 13, 2022
SEC Proposes Amendments to Fund “Names Rule” and Proposes Amendments Concerning Fund ESG Investment Practices
February 25, 2022
SEC Proposes Cybersecurity Risk Management Rule and Amendments for Registered Funds
January 14, 2022
SEC Proposes Amendments to Money Market Fund Rules
November 5, 2021
SEC Division of Examinations Issues Risk Alert on Observations from Examinations of Registered Funds
November 4, 2021
SEC Proposes Amendments to Increase Proxy Voting Transparency
October 1, 2021
Seward & Kissel Fund Industry Insights Vol. 2