March 9, 2023 SEC Spotlight: Off-Channel Communications and Recordkeeping December 7, 2022 Philip Moustakis participating in New York Bar Association’s event titled, “Web3 & The Metaverse: Preparing Your Practice & Clients For The Newest Digital Revolution” July 5, 2022 Philip Moustakis to speak on webinar titled, “Launch of the Alternative Data DDQ” June 23, 2022 Debra Franzese, Dan Bresler and Philip Moustakis featured on AIMA’s Quarterly US Enforcement Roundup – Q2 June 10, 2022 ESG Spotlight Webinar: ESG & the SEC June 22, 2021 2021 Private Funds Forum: MNPI – Where We Stand Today (CLE) February 4, 2021 GameStop Mania: More than just a game – the legal and regulatory considerations November 16, 2020 SEC Spotlight: The Good, the Bad & the Ugly September 25, 2020 Private Funds CFO/Regulatory Compliance Watch Webinar: Private Funds Risk Alert – A Compliance Challenge June 24, 2020 Government Enforcement Amidst COVID: Identifying Risks & Compliance Strategies (Lessons from the Financial Crisis) June 18, 2020 SEC Spotlight Series: MNPI & Fees and Expenses May 12, 2020 On May 12, 2020, Counsel Philip Moustakis spoke on a panel titled, “Capital Controls: Europe Edition” at CoinDesk’s Consensus Distributed virtual conference. April 23, 2020 Webinar: Current Regulatory Developments with David Tang and Philip Moustakis April 15, 2020 LIVE WEBINAR: Current Regulatory Updates with Seward & Kissel September 24, 2019 On September 24, 2019, Philip Moustakis was featured in a webinar in which he provided an SEC insider’s perspective on the thin line between SEC examinations and enforcement investigations, cooperation in SEC matters, and current SEC enforcement issues. Load more