June 22, 2021
2021 Private Funds Forum: A Conversation with Michael C. Neus, SEC, Division of Investment Management
June 22, 2021
2021 Private Funds Forum: New SEC Investment Adviser Marketing Rule (CLE)
April 26, 2021
Partner Rob Van Grover will be speaking at the Regulatory Compliance Association (RCA) RegTeligence 2021 Symposium
March 15, 2021
Succession Planning for Investment Managers
November 16, 2020
SEC Spotlight: The Good, the Bad & the Ugly
November 7, 2019
On November 7, 2019, Partner Rob Van Grover moderated a panel titled, “Meeting New NFA and SEC Exam Expectations” at the Regulatory Compliance Association Compliance Vision 2021 Symposium in New York, NY.
October 15, 2019
On October 15, 2019, Partner Rob Van Grover spoke at a roundtable discussion hosted by Seward & Kissel and Simmons & Simmons titled, “Capital Raising from the Middle East and North Africa – The Landscape of Opportunities.”
May 8, 2019
On May 8, 2019, Partner Rob Van Grover spoke at RCA’s Enforcement, Compliance & Operations conference held in New York, NY.
March 26, 2019
Seward & Kissel is Proud to Sponsor AIMA’s Global Policy & Regulatory Forum on March 26, 2019 in New York, NY
July 25, 2018
On July 25, 2018, Partner Rob Van Grover spoke at AIMA’s July Fund Manager Briefing – New York.
March 12, 2018
On March 12, 2018, Partners Rob Van Grover and Jack Yoskowitz presented a webinar titled, “Audit Impact on Enforcement Actions.”
February 23, 2018
Seward & Kissel Conducts Webinar on Newly Revised Form ADV
February 9, 2018
On February 9, 2018, Partner Rob Van Grover spoke on a panel titled, “The Matrix Revolution: Operating Funds in the Cyber World” at The Maples Investment Funds Forum.
January 23, 2018
On January 23, 2018, Partner Rob Van Grover moderated a panel titled, “Data Privacy and the Cyber Landscape” at theYJP General Counsel & Compliance Conference held in New York, NY.
June 13, 2017
Seward & Kissel and Anchin, Block and Anchin conducted a Financial Services Roundtable on June 13th titled, “Challenges Facing Emerging Managers.”