March 9, 2023
SEC Spotlight: Off-Channel Communications and Recordkeeping
February 26, 2021
GDPR and US Investment Adviser Marketing Changes
January 21, 2021
ESG Spotlight Series: Sustainable Finance Disclosures Regulation (SFDR): Applicability for U.S. Managers
November 16, 2020
Economic Sanctions: Implications for the Investment Management Industry
November 16, 2020
The Rise of Hybrid Structures
April 30, 2020
WEBINAR: FORM CRS IMPLEMENTATION
April 23, 2020
Webinar: Current Regulatory Developments with David Tang and Philip Moustakis
March 15, 2018
Paul Miller moderated a panel at the IAA Compliance Conference on March 15, 2018.
March 7, 2018
Seward & Kissel LLP Presents a Webinar Titled: Legal Issues Faced by Investors in Cryptocurrencies
September 14, 2017
On September 14, 2017, Partner Marlon Paz spoke on a panel at the ABA Business Law Section’s 2017 Annual Meeting in Chicago, IL.
February 25, 2016
On Thursday, February 25, 2016, Partner Marlon Paz spoke on a panel at IA Watch’s Program: The Full 360 View: Mastering SEC Rules and Solving Your Toughest Compliance Challenges.
January 25, 2013
Counsel Sharon Davison was an advisor-volunteer for the Securities and Finance Law.