August 29, 2023 M&A: Sale of Sierra Pacific Securities to Stifel August 5, 2019 M&A – First Long Island Investors, LLC Sells Minority Stake to Kudu Investment Management LLC April 1, 2016 M&A – Sale of C.W. Downer & Co. to N+1 September 1, 2015 M&A – Sale of Concept Capital to Cowen Group February 17, 2011 M&A – Spin out of institutional broker Concept Capital from Sanders Morris Harris Group February 10, 2011 Private Equity – Equity Financing of Broker Dealer KGS-Alpha August 1, 2010 Private Equity – Launch and Initial Capitalization of Broker Dealer KGS-Alpha June 17, 2009 CFTC Investigation Load more
