September 18, 2023
Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers
September 11, 2023
SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations
August 25, 2023
The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers
August 16, 2023
SEC Enforcement of Off-Channel Communications Continues – New Series of Firms Charged with Penalties Totaling $289 Million
June 7, 2023
2022 Seed Transactions Deal Points Study
January 4, 2023
Memo to Clients 2023 – Annual Reminders
July 26, 2022
Paul Miller and Casey Jennings co-author IAA article on Privacy and Cybersecurity for Investment Advisers
June 15, 2022
How to Convert a Private Fund Manager Into a Family Office interview & checklists
May 19, 2022
2021 Seed Transactions Deal Points Study
May 9, 2022
Seward & Kissel’s 2022 Alternative Investment Allocator Survey
March 9, 2022
The SEC’s Latest Proposals Could Significantly Impact Private Equity Funds
February 28, 2022
Fundraising Focus (Ep. 6): Crescent Cove Advisors, Jun Hong Heng, Founder & CIO
February 4, 2022
Memo to Clients 2022 – Annual Reminders
January 20, 2022
Tips and Considerations for Form ADV Annual Amendments
January 6, 2022
ICLG – ESG Law 2022: “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers”