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Government Enforcement and Internal Investigations

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March 9, 2023
SEC Spotlight: Off-Channel Communications and Recordkeeping
July 21, 2022
Cannabis & Private Equity
July 6, 2022
Cannabis Webinar Series
June 23, 2022
Debra Franzese, Dan Bresler and Philip Moustakis featured on AIMA’s Quarterly US Enforcement Roundup – Q2
February 4, 2021
GameStop Mania: More than just a game – the legal and regulatory considerations
November 16, 2020
SEC Spotlight: The Good, the Bad & the Ugly
September 25, 2020
Private Funds CFO/Regulatory Compliance Watch Webinar: Private Funds Risk Alert – A Compliance Challenge
June 24, 2020
Government Enforcement Amidst COVID: Identifying Risks & Compliance Strategies (Lessons from the Financial Crisis)
June 18, 2020
SEC Spotlight Series: MNPI & Fees and Expenses
April 15, 2020
LIVE WEBINAR: Current Regulatory Updates with Seward & Kissel
November 7, 2019
Rita Glavin Moderated a Panel at the ABA Criminal Justice Section’s Twelfth Annual Fall Institute
September 24, 2019
On September 24, 2019, Philip Moustakis was featured in a webinar in which he provided an SEC insider’s perspective on the thin line between SEC examinations and enforcement investigations, cooperation in SEC matters, and current SEC enforcement issues.
September 24, 2019
WEBINAR – Current SEC Private Funds Enforcement: An Insider’s Perspective
October 4, 2017
On Wednesday, October 4, 2017, Partner Rita Glavin spoke on a panel titled, “Lessons Learned From Recent White Collar Trials” at Practising Law Institute’s White Collar Crime 2017 seminar.
September 15, 2017
On Friday, September 15, 2017, Partner Rita Glavin spoke on a panel titled, “Getting to ‘Not Guilty’ When the Public is Brandishing Pitchforks” at the National Association of Criminal Defense Lawyers White Collar Crime Conference 2017.

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