May 20, 2022
Seward & Kissel attorney Philip Moustakis featured in a Hedge Fund Law Report article titled, “Risk Alert Cites Compliance Issues Regarding Advisers’ Handling of MNPI”
September 15, 2021
SEC Sanctions Multiple Investment Advisers and Broker-Dealers for Cybersecurity Violations
February 1, 2021
Client Alert: On GME and Recent Market Volatility
January 29, 2020
Partner Michael Considine co-authored an article in Corporate Counsel titled, “Developing an Effective Compliance Program.”
January 25, 2019
Partner Bruce Paulsen and Associate Andrew Jacobson authored an article for the New York Law Journal titled, “A Primer: DFS Continues Aggressive International Sanctions Enforcement.”
February 5, 2018
Partner Michael Considine and associate Andrew Jacobson co-authored an article in the New York Law Journal titled, “Critical DFS Cybersecurity Deadline Approaching: Corporate Officers and Directors on Notice.”
November 3, 2017
Partner Marlon Paz, a former senior staff member at the SEC, and Associate Andrew Jacobson, a former DFS Enforcement Attorney, co-authored an article for the New York Law Journal titled, “DFS Flexes Enforcement and Regulatory Muscles in Equifax Hack Scandal.”
November 11, 2015
First Jury Conviction for Commodities Fraud and Spoofing
December 23, 2014
Record-Breaking FCPA Penalty Highlights Risks of Conducting Foreign Business
December 2014
Partner Michael Considine co-authored an article in the December/January issue of Today’s General Counsel titled, “Compliance Plans Should Reduce Risk Not Create Liability.”
October 10, 2012
Partners Rita Glavin and Mike Considine authored an article titled, “Regulatory: In-house counsel in the crosshairs,” which appeared in InsideCounsel.
June 2011
Partner Rita Glavin co-authored an article titled, “The Expanding Scope of Insider Trading Liability,” which appeared in Financial Fraud Law Report, June 2011.
Fall 2010
Partner Mike Considine co-authored a Securities Regulation Law Journal article titled, “Confidential Commercial Documents in the SEC’s Investigative Files: Caution to the Complacent.”
August 2010
Partner Rita Glavin co-authored an article titled, “The FCPA Anti-Corruption Compliance — Why It Matters to Chinese Companies,” which appeared in The China Dealmaker, August 2010.
March 26, 2010
Partner Mike Considine co-authored a Law 360 article titled, “The DOJ Truth-Seeking Mission.”