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March 9, 2023
Introducing the Government and Regulatory Rundown – March 2023
March 3, 2023
DOJ Releases New Voluntary Self-Disclosure Policy
November 2, 2022
DOJ’s Civil and Criminal Enforcement Focus on Corporate Cybersecurity
September 22, 2022
DOJ’s Revised Corporate Criminal Enforcement Policies Encourage Voluntary Disclosure and Focus on Compensation
June 22, 2022
Partners Robert Van Grover and Patricia Poglinco, along with counsel Philip Moustakis, featured in a Private Equity Law Report article titled, ” How Managers Can Navigate the Thin Line Between SEC Examinations and Enforcement”
June 9, 2022
Seward & Kissel attorney Philip Moustakis featured in a Hedge Fund Law Report article titled, “Fifth Circuit Decision Could Hamstring SEC Enforcement Abilities”
May 20, 2022
Seward & Kissel attorney Philip Moustakis featured in a Hedge Fund Law Report article titled, “Risk Alert Cites Compliance Issues Regarding Advisers’ Handling of MNPI”
September 15, 2021
SEC Sanctions Multiple Investment Advisers and Broker-Dealers for Cybersecurity Violations
February 1, 2021
Client Alert: On GME and Recent Market Volatility
January 29, 2020
Partner Michael Considine co-authored an article in Corporate Counsel titled, “Developing an Effective Compliance Program.”
January 25, 2019
Partner Bruce Paulsen and Associate Andrew Jacobson authored an article for the New York Law Journal titled, “A Primer: DFS Continues Aggressive International Sanctions Enforcement.”
February 5, 2018
Partner Michael Considine and associate Andrew Jacobson co-authored an article in the New York Law Journal titled, “Critical DFS Cybersecurity Deadline Approaching: Corporate Officers and Directors on Notice.”
November 3, 2017
Partner Marlon Paz, a former senior staff member at the SEC, and Associate Andrew Jacobson, a former DFS Enforcement Attorney, co-authored an article for the New York Law Journal titled, “DFS Flexes Enforcement and Regulatory Muscles in Equifax Hack Scandal.”
November 11, 2015
First Jury Conviction for Commodities Fraud and Spoofing
December 23, 2014
Record-Breaking FCPA Penalty Highlights Risks of Conducting Foreign Business

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