March 9, 2023
SEC Spotlight: Off-Channel Communications and Recordkeeping
January 19, 2022
U.S. Legal & Compliance ESG Considerations for Private Fund Advisers & FAQs
April 8, 2021
The Irish Limited Partnership: Key Considerations for US Private Fund Managers
February 26, 2021
GDPR and US Investment Adviser Marketing Changes
January 21, 2021
ESG Spotlight Series: Sustainable Finance Disclosures Regulation (SFDR): Applicability for U.S. Managers
November 16, 2020
Economic Sanctions: Implications for the Investment Management Industry
November 16, 2020
The Rise of Hybrid Structures
November 16, 2020
SEC Spotlight: The Good, the Bad & the Ugly
May 1, 2020
Lance King was a speaker at the NSCP Spring Conference. He was on a panel titled, “Understanding the Requirements of ADV Part 3” that covered the SEC’s interpretation of an investment adviser’s fiduciary duty and Form CRS requirements.
April 23, 2020
Webinar: Current Regulatory Developments with David Tang and Philip Moustakis
March 15, 2019
Partner Pat Poglinco will Moderate a Panel at the Investment Adviser Association’s Annual Investment Adviser Compliance Conference
March 15, 2018
Paul Miller moderated a panel at the IAA Compliance Conference on March 15, 2018.
February 23, 2018
Seward & Kissel Conducts Webinar on Newly Revised Form ADV
January 29, 2015
On Thursday, January 29, 2015, Partner Paul Miller participated in a Regulatory Compliance Association webinar addressing annual reviews by registered advisers.
July 23, 2014
Partner Paul Miller participated in a panel addressing Form ADV requirements at the Chicago Investment Adviser Compliance Symposium 2014, sponsored by the IAA and NRS.