March 16, 2023
Off-Channel Communications: Action Items for Advisers
March 12, 2023
Bank Failure: Background and Issues to Consider
March 9, 2023
Non-willful FBAR Penalties are Limited to $10,000 Per Report
February 22, 2023
SEC Division of Examinations Announces 2023 Priorities
January 27, 2023
Seward & Kissel attorneys co-authored a chapter for the ICLG – ESG Law 2023 titled “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers”
January 26, 2023
New HSR Filing Thresholds and Fee Schedule
January 20, 2023
DOL Publishes Final Rule Regarding ESG Investing and Proxy Voting
January 17, 2023
New Omnibus Bill Codifies M&A Broker-Dealer SEC Registration Exemption
January 13, 2023
Seward & Kissel’s Investment Management 2022 Year in Review
January 12, 2023
SEC Updates FAQ Regarding Marketing Rule Compliance – Displays of Gross and Net Performance
January 4, 2022
Memo to Clients 2023 – Annual Reminders
December 12, 2022
Merger of TIC Form S into Revised TIC Form SLT
December 1, 2022
Brief: BlockFi Bankruptcy Filing
November 30, 2022
SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers
November 30, 2022
SEC Adopts Amendments to Increase Proxy Voting Transparency