March 16, 2023 Off-Channel Communications: Action Items for Advisers March 12, 2023 Bank Failure: Background and Issues to Consider March 9, 2023 Non-willful FBAR Penalties are Limited to $10,000 Per Report February 22, 2023 SEC Division of Examinations Announces 2023 Priorities January 27, 2023 Seward & Kissel attorneys co-authored a chapter for the ICLG – ESG Law 2023 titled “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers” January 26, 2023 New HSR Filing Thresholds and Fee Schedule January 20, 2023 DOL Publishes Final Rule Regarding ESG Investing and Proxy Voting January 17, 2023 New Omnibus Bill Codifies M&A Broker-Dealer SEC Registration Exemption January 13, 2023 Seward & Kissel’s Investment Management 2022 Year in Review January 12, 2023 SEC Updates FAQ Regarding Marketing Rule Compliance – Displays of Gross and Net Performance January 4, 2022 Memo to Clients 2023 – Annual Reminders December 12, 2022 Merger of TIC Form S into Revised TIC Form SLT December 1, 2022 Brief: BlockFi Bankruptcy Filing November 30, 2022 SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers November 30, 2022 SEC Adopts Amendments to Increase Proxy Voting Transparency Load more