September 20, 2023 Seward & Kissel releases second edition of SPV Snapshot Report September 20, 2023 FTC and DOJ Propose Sweeping Changes to HSR Requirements September 18, 2023 Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers September 11, 2023 SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations September 6, 2023 Seward & Kissel releases third edition of SMA Snapshot Report August 25, 2023 The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers August 22, 2023 Proposed Tax Relief and Jobs Package August 17, 2023 United States Issues New Executive Order that Begins Rulemaking Process to Impose Regulations on Certain Outbound Investments in Identified “Countries of Concern” including China, Hong Kong and Macau August 16, 2023 Fundraising Focus (Ep. 7): Asante Capital Group August 16, 2023 SEC Enforcement of Off-Channel Communications Continues – New Series of Firms Charged with Penalties Totaling $289 Million July 27, 2023 The Modern De-SPAC and a Way Forward July 17, 2023 Expiration of SEC Staff’s No Action Letters Providing Relief to Broker-Dealers Regarding MiFID II Research Requirements July 13, 2023 AIMA Hedge Fund Confidence Index in partnership with Simmons & Simmons and Seward & Kissel June 20, 2023 Seward & Kissel’s Established Manager Hedge Fund Study June 13, 2023 NYS Senate Passes Bill Banning Non-competes; On to NYS Assembly Load more
