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September 20, 2023
Seward & Kissel releases second edition of SPV Snapshot Report
September 20, 2023
FTC and DOJ Propose Sweeping Changes to HSR Requirements
September 18, 2023
Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers
September 11, 2023
SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations
September 6, 2023
Seward & Kissel releases third edition of SMA Snapshot Report
August 25, 2023
The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers
August 22, 2023
Proposed Tax Relief and Jobs Package
August 17, 2023
United States Issues New Executive Order that Begins Rulemaking Process to Impose Regulations on Certain Outbound Investments in Identified “Countries of Concern” including China, Hong Kong and Macau
August 16, 2023
Fundraising Focus (Ep. 7): Asante Capital Group
August 16, 2023
SEC Enforcement of Off-Channel Communications Continues – New Series of Firms Charged with Penalties Totaling $289 Million
July 27, 2023
The Modern De-SPAC and a Way Forward
July 17, 2023
Expiration of SEC Staff’s No Action Letters Providing Relief to Broker-Dealers Regarding MiFID II Research Requirements
July 13, 2023
AIMA Hedge Fund Confidence Index in partnership with Simmons & Simmons and Seward & Kissel
June 20, 2023
Seward & Kissel’s Established Manager Hedge Fund Study
June 13, 2023
NYS Senate Passes Bill Banning Non-competes; On to NYS Assembly

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