January 4, 2022 Memo to Clients 2023 – Annual Reminders July 26, 2022 Paul Miller and Casey Jennings co-author IAA article on Privacy and Cybersecurity for Investment Advisers May 9, 2022 Seward & Kissel’s 2022 Alternative Investment Allocator Survey March 9, 2022 The SEC’s Latest Proposals Could Significantly Impact Private Equity Funds February 28, 2022 Fundraising Focus (Ep. 6): Crescent Cove Advisors, Jun Hong Heng, Founder & CIO February 8, 2022 SEC Division of Examinations Issues Risk Alert on Private Fund Adviser Examination Observations February 4, 2022 Memo to Clients 2022 – Annual Reminders January 20, 2022 Tips and Considerations for Form ADV Annual Amendments January 6, 2022 ICLG – ESG Law 2022: “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers” July 19, 2021 Fundraising Focus (Ep. 3): Hussein Khalifa, Founding Partner, MVision Private Equity Advisers June 8, 2021 Fundraising Focus (Ep. 2): A Conversation with Michael Keaveney, Capstone Partners January 21, 2021 ESG Spotlight Series: Sustainable Finance Disclosures Regulation (SFDR): Applicability for U.S. Managers December 30, 2020 SEC Charges BlueCrest Capital Management for Concealed Conduct that Favored a Proprietary Fund at the Expense of its Flagship Client Fund December 28, 2020 SEC Adopts Amendments to the Exempt Offering Framework: Considerations for Private Fund Managers April 9, 2020 Overview of Form CRS Relationship Summary for Investment Advisers Load more