April 14, 2021
Partner Steve Nadel is quoted and the Firm mentioned in a FundFire article titled, “Point72, Coatue Fire Up Venture, Private Equity, Long-Life Funds”
February 23, 2021
Counsel Philip Moustakis is quoted and the Firm mentioned in a Wall Street Journal article titled, “Private Equity May Face Return of Attention-Getting SEC Fines Under Gensler”
September 17, 2020
Seward & Kissel named the “Best Advisory Firm – Regulation and Compliance” in the HFM Global US Services Awards 2020.
August 10, 2020
Counsel Christopher Carlson is quoted and the Firm mentioned in a Thomson Reuters Regulatory Intelligence article titled, “SEC closer to opening closed-end, target-date funds to investments in hedge and private equity funds.”
May 28, 2020
Counsel Philip Moustakis is quoted and the Firm mentioned in a Reuters Regulatory Intelligence article titled, “SEC fines PE firm Ares $1 million over lack of inside-information controls when taking portfolio-firm board seat.”
May 28, 2020
Counsel Philip Moustakis is quoted and the Firm mentioned in an Opalesque article titled, “Ares charged with compliance failures.”
May 28, 2020
Counsel Philip Moustakis is quoted and the Firm mentioned in a Buyouts article titled, “Ares settles with SEC for $1m over inadequate policies around non-public information.”
April 20, 2020
Partner Kevin Neubauer is quoted and the Firm mentioned in a Pensions & Investments article titled, “No major relief expected for portfolio companies.”