March 12, 2023
Bank Failure: Background and Issues to Consider
February 22, 2023
SEC Division of Examinations Announces 2023 Priorities
January 26, 2023
New HSR Filing Thresholds and Fee Schedule
January 13, 2023
Seward & Kissel’s Investment Management 2022 Year in Review
January 12, 2023
SEC Updates FAQ Regarding Marketing Rule Compliance – Displays of Gross and Net Performance
January 4, 2022
Memo to Clients 2023 – Annual Reminders
October 12, 2022
Introducing the SPV Snapshot Report
October 4, 2022
New Marketing Rule: One Month Away from the Compliance Date
September 21, 2022
SEC Examinations to Focus on the New Investment Adviser Marketing Rule
September 7, 2022
Private Equity Side Letters Post-ILPA 3.0
August 11, 2022
The Rise of Hybrid Funds
July 6, 2022
Succession Planning for Alternative Investment Manager Founders
June 29, 2022
Relocation of a Private Fund Manager: Issues to Consider
June 22, 2022
Partners Robert Van Grover and Patricia Poglinco, along with counsel Philip Moustakis, featured in a Private Equity Law Report article titled, ” How Managers Can Navigate the Thin Line Between SEC Examinations and Enforcement”
June 7, 2022
SEC Proposes Rules Requiring Enhanced ESG Disclosure for Investment Advisers and Registered Funds