May 12, 2021
ESG Spotlight Series: A Conversation with Emlyn Ade Palmer, Head of ESG Investing and Partner at Albourne
May 3, 2021
Tax Aspects of President Biden’s American Families Plan and American Jobs Plan
April 29, 2021
Seward & Kissel’s 2020 New Hedge Fund Study
April 21, 2021
Seward & Kissel ESG Spotlight Series: A Conversation with Jason Mitchell, Man Group
April 12, 2021
SEC Division of Examinations Announced 2021 Examination Priorities
April 8, 2021
Seward & Kissel’s Alternative Investment Allocator Survey
February 24, 2021
SPACtacular — Why Tech Companies Can’t Get Enough of SPACs
February 10, 2021
New HSR Filing Thresholds
February 10, 2021
S&K Private Equity Year In Review & 2021 Outlook
December 29, 2020
SEC OCIE Issues Risk Alert on Observations from Examinations of Broker-Dealers and Investment Advisers regarding Large Trader Obligations
November 30, 2020
SEC OCIE Issues Risk Alert on Observations on Investment Adviser Compliance Programs
November 24, 2020
SEC OCIE Issues Risk Alert on Observations from Examinations of Investment Advisers with Multiple Branch Offices
November 17, 2020
The Next Frontier for the Maritime Industry: Offshore Wind Farms
November 6, 2020
Reminder: 2021 IARD Renewal Program
November 6, 2020
SEC Approves Proposed Order Exempting Certain Finders from Broker Registration Requirements