March 12, 2023 Bank Failure: Background and Issues to Consider February 22, 2023 SEC Division of Examinations Announces 2023 Priorities January 26, 2023 New HSR Filing Thresholds and Fee Schedule January 13, 2023 Seward & Kissel’s Investment Management 2022 Year in Review January 12, 2023 SEC Updates FAQ Regarding Marketing Rule Compliance – Displays of Gross and Net Performance January 4, 2023 Memo to Clients 2023 – Annual Reminders October 12, 2022 Introducing the SPV Snapshot Report October 4, 2022 New Marketing Rule: One Month Away from the Compliance Date September 21, 2022 SEC Examinations to Focus on the New Investment Adviser Marketing Rule September 7, 2022 Private Equity Side Letters Post-ILPA 3.0 August 11, 2022 The Rise of Hybrid Funds July 6, 2022 Succession Planning for Alternative Investment Manager Founders June 29, 2022 Relocation of a Private Fund Manager: Issues to Consider June 22, 2022 Partners Robert Van Grover and Patricia Poglinco, along with counsel Philip Moustakis, featured in a Private Equity Law Report article titled, ” How Managers Can Navigate the Thin Line Between SEC Examinations and Enforcement” June 7, 2022 SEC Proposes Rules Requiring Enhanced ESG Disclosure for Investment Advisers and Registered Funds Load more