January 26, 2023 New HSR Filing Thresholds and Fee Schedule January 13, 2023 Seward & Kissel’s Investment Management 2022 Year in Review January 12, 2023 SEC Updates FAQ Regarding Marketing Rule Compliance – Displays of Gross and Net Performance January 4, 2022 Memo to Clients 2023 – Annual Reminders October 12, 2022 Introducing the SPV Snapshot Report October 4, 2022 New Marketing Rule: One Month Away from the Compliance Date September 21, 2022 SEC Examinations to Focus on the New Investment Adviser Marketing Rule September 7, 2022 Private Equity Side Letters Post-ILPA 3.0 August 11, 2022 The Rise of Hybrid Funds July 6, 2022 Succession Planning for Alternative Investment Manager Founders June 29, 2022 Relocation of a Private Fund Manager: Issues to Consider June 22, 2022 Partners Robert Van Grover and Patricia Poglinco, along with counsel Philip Moustakis, featured in a Private Equity Law Report article titled, ” How Managers Can Navigate the Thin Line Between SEC Examinations and Enforcement” June 7, 2022 SEC Proposes Rules Requiring Enhanced ESG Disclosure for Investment Advisers and Registered Funds May 19, 2022 2021 Seed Transactions Deal Points Study May 9, 2022 Seward & Kissel’s 2022 Alternative Investment Allocator Survey Load more