March 14, 2023 Paul Miller spoke at the IAA 2023 Investment Adviser Compliance Conference March 9, 2023 Market Moments with David Poppe, Giverny Capital Asset Management March 9, 2023 SEC Spotlight: Off-Channel Communications and Recordkeeping March 9, 2023 Paul Miller and Bob Kurucza spoke on the Regulatory Impacts on Fund Board’s session at the MFDF Annual FGRI Conference March 8, 2023 Market Moments: SEC’s Amendments to the Mutual Funds Shareholder Report June 30, 2022 Enhanced Disclosure of ESG Practices for Registered Investment Companies and Expansion of the Names Rule March 10, 2022 ETF Conversions Webinar Series April 15, 2021 Investment Management partners to discuss digital assets from an adviser perspective at the Investment Adviser Association Smaller Advisers Compliance Forum March 30, 2021 Counsel Lance King will be speaking on a Mutual Fund Directors Forum webinar on May 24 March 24, 2021 Seward & Kissel Market Moments with David Poppe March 4, 2021 New Rule 2a-5: Good Faith Determinations of Fair Value March 2, 2021 ESG for Asset Managers: Current State of Affairs & Predictions Under the Current (Biden) Administration February 26, 2021 GDPR and US Investment Adviser Marketing Changes January 21, 2021 ESG Spotlight Series: Sustainable Finance Disclosures Regulation (SFDR): Applicability for U.S. Managers January 21, 2021 Seward & Kissel Market Moments: Partner Paul Miller discusses the new auditor independence amendments with BBD’s Jim Kaiser Load more
