January 4, 2022
Memo to Clients 2023 – Annual Reminders
July 26, 2022
Paul Miller and Casey Jennings co-author IAA article on Privacy and Cybersecurity for Investment Advisers
June 9, 2022
Seward & Kissel attorney Philip Moustakis featured in a Hedge Fund Law Report article titled, “Fifth Circuit Decision Could Hamstring SEC Enforcement Abilities”
May 20, 2022
Seward & Kissel attorney Philip Moustakis featured in a Hedge Fund Law Report article titled, “Risk Alert Cites Compliance Issues Regarding Advisers’ Handling of MNPI”
March 7, 2022
SKRC March 2022 Compliance Flash
February 17, 2022
SEC Proposes New Cybersecurity Risk Management Rules and Amendments for Registered Investment Advisers
February 16, 2022
SKRC February 2022 Compliance Flash
February 14, 2022
SEC Proposes Significant Changes to Regulation of Private Fund Advisers
February 8, 2022
SEC Division of Examinations Issues Risk Alert on Private Fund Adviser Examination Observations
February 4, 2022
Memo to Clients 2022 – Annual Reminders
January 6, 2022
ICLG – ESG Law 2022: “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers”
November 29, 2021
SEC Division of Examinations Issues Risk Alert on Investment Advisers’ Fee Calculations
October 4, 2021
SEC Settles Securities Fraud Charges with App Annie and its Founder
October 1, 2021
Seward & Kissel Fund Industry Insights Vol. 2
August 17, 2021
SEC Settles Charges with 27 Registered Investment Advisers and Broker-Dealers for Failing to Timely File and Deliver Form CRS