December 1, 2023

FinCEN Imposes New Reporting Requirements on LLCs and Other Entities

Continue reading...

November 28, 2023

DOL Proposes to Expand the Definition of an ERISA Fiduciary

Continue reading...

November 8, 2023

SEC Adopts Gross Short Position and Activity Reporting by Institutional Investment Managers

Continue reading...

October 17, 2023

SEC Adopts Amendments to Regulation 13D-G

Continue reading...

October 17, 2023

Seward & Kissel Releases 2022/2023 Hedge Fund Side Letter Study

Continue reading...

October 12, 2023

AIMA Hedge Fund Confidence Index in partnership with Simmons & Simmons and Seward & Kissel

Continue reading...

October 3, 2023

SEC Proposes Improvements to EDGAR Filer Access and Account Management

Continue reading...

October 3, 2023

SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers

Continue reading...

September 25, 2023

Action Steps for Managers of Private Investment Funds Subject to ERISA Prior to December 1, 2023 to Address the DOL’s Rule Regarding Proxy Voting

Continue reading...

September 20, 2023

Seward & Kissel releases second edition of SPV Snapshot Report

Continue reading...

September 19, 2023

FTC and DOJ Propose Sweeping Changes to HSR Requirements

Continue reading...

September 18, 2023

Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers

Continue reading...

September 11, 2023

SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations

Continue reading...

September 6, 2023

Seward & Kissel releases third edition of SMA Snapshot Report

Continue reading...

August 25, 2023

The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers

Continue reading...

Menu