June 7, 2022

SEC Proposes Rules Requiring Enhanced ESG Disclosure for Investment Advisers and Registered Funds

Continue reading...

May 31, 2022

SEC Settles with Institutional Investment Adviser for ESG Misstatements and Omissions

Continue reading...

May 19, 2022

SEC Proposes New Rules to Expand the Definition of Dealer and Government Securities Dealer

Continue reading...

May 19, 2022

2021 Seed Transactions Deal Points Study

Continue reading...

May 16, 2022

SEC Division of Examinations Issues Risk Alert on Investment Adviser MNPI Compliance Issues

Continue reading...

May 9, 2022

Seward & Kissel’s 2022 Alternative Investment Allocator Survey

Continue reading...

April 14, 2022

Seward & Kissel’s 2021 New Hedge Fund Study

Continue reading...

April 11, 2022

SEC Division of Examinations Announced 2022 Examination Priorities

Continue reading...

April 5, 2022

SEC Proposes Comprehensive Climate Change Disclosure Regulations

Continue reading...

March 30, 2022

SEC Proposes Rule Amendments to Enhance and Standardize Climate-Related Disclosures

Continue reading...

March 28, 2022

DOL Amends Six Class Exemptions to Eliminate References to Credit Ratings

Continue reading...

March 14, 2022

Converting a Private Investment Fund Business into a Family Office: Issues to Consider

Continue reading...

March 9, 2022

The SEC’s Latest Proposals Could Significantly Impact Private Equity Funds

Continue reading...

March 8, 2022

The SEC Proposes Short Position and Short Activity Reporting by Institutional Investment Managers

Continue reading...

March 7, 2022

SKRC March 2022 Compliance Flash

Continue reading...

Menu