On September 24, 2019, Philip Moustakis was featured in a webinar in which he provided an SEC insider’s perspective on the thin line between SEC examinations and enforcement investigations, cooperation in SEC matters, and current SEC enforcement issues.  For more than a decade prior to joining Seward & Kissel, Philip served as Senior Counsel in the SEC’s Division of Enforcement, including as a member of the Asset Management Unit, handling complex and sensitive matters involving valuation, market manipulation, undisclosed conflicts of interest, insider trading, whistleblowers, style drift, supervisory and compliance failures, and other issues.

To listen to the recording of the webinar, click here.