January 16, 2020
SEC Re-Proposes Derivatives Rule for Registered Investment Companies and Business Development Companies
January 15, 2020
Second Circuit Doubles Down on Broad Interpretation of 546(e) Safe Harbor
January 13, 2020
Simply Speaking (January 2020) — “Cramdown” in U.S. Bankruptcy
December 31, 2019
Overview of the California Consumer Privacy Act
December 30, 2019
2019 Year-End and 2020 Planning
December 23, 2019
SEC Grants Exemptive Applications of Additional Non-Transparent ETF Sponsors
December 23, 2019
Overview of the California Consumer Privacy Act
December 20, 2019
New York Adopts the Uniform Voidable Transactions Act
December 16, 2019
DFS Announces Proposed Guidance on Adoption and Listing of Virtual Currencies
December 13, 2019
FDIC Proposes New Rules Governing Brokered Deposits
December 12, 2019
Simply Speaking (December 2019) — Recharacterization — Sale-Leaseback Transactions
December 9, 2019
Client Alert: Lenders’ Pledged Equity Vote Challenged in Bankruptcy
December 4, 2019
Counsel Christopher Carlson Authored an Article for the December 2019 Edition of The Review of Securities & Commodities Regulation, Titled ” Consecutive Private and Public Offerings for Registered Funds.”
December 5, 2019
Partner Gary Anderson and associate Nick Miller co-authored an article in HFM Week titled, “Restrictive Covenants and Tail Right Provisions in Seed Transactions: Balancing Seeder Protection and Key Person Autonomy.”
December 4, 2019
SEC Proposes Amendments to the Advertising Rule and Cash Solicitation Rule