September 22, 2023
SEC Settles Charges with Nine Advisers in Marketing Rule Sweep
September 20, 2023
Seward & Kissel releases second edition of SPV Snapshot Report
September 20, 2023
SEC Files a Civil Complaint Against a Broker-Dealer for False and Misleading Disclosures Relating to Information Barriers
September 20, 2023
Herding a Bunch of Stoned Cats
September 20, 2023
FTC and DOJ Propose Sweeping Changes to HSR Requirements
September 18, 2023
Employment Litigation Roundup: September 2023
September 18, 2023
Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers
September 13, 2023
SEC Issues a Risk Alert Providing Details on the Investment Adviser Examination Process
September 11, 2023
SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations
September 6, 2023
Seward & Kissel releases third edition of SMA Snapshot Report
September 5, 2023
NFT Issuer Gives SEC Easy Layup for First NFT Enforcement Action
August 31, 2023
“Pursuant to Agreement” Mortgage under the Marshall Islands Maritime Act
August 30, 2023
Two Sides of the Same Coin: The Direct Relationship Between Valuation and Dilution in Pricing Venture and Growth Equity Deals
August 29, 2023
Marshall Islands Maritime Act Amended
August 25, 2023
The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers