December 12, 2019
Simply Speaking (December 2019) — Recharacterization — Sale-Leaseback Transactions
December 9, 2019
Client Alert: Lenders’ Pledged Equity Vote Challenged in Bankruptcy
December 4, 2019
Counsel Christopher Carlson Authored an Article for the December 2019 Edition of The Review of Securities & Commodities Regulation, Titled ” Consecutive Private and Public Offerings for Registered Funds.”
December 5, 2019
Partner Gary Anderson and associate Nick Miller co-authored an article in HFM Week titled, “Restrictive Covenants and Tail Right Provisions in Seed Transactions: Balancing Seeder Protection and Key Person Autonomy.”
December 4, 2019
SEC Proposes Amendments to the Advertising Rule and Cash Solicitation Rule
December 4, 2019
Partner Bruce Paulsen and associate co-authored a chapter in The Legal 500: Shipping Country Comparative Guide titled, “United States: Shipping.”
November 25, 2019
Article: Warren Bill Presents Powerful Headwinds For Private Equity
November 21, 2019
SKRC November Compliance Flash
November 21, 2019
Simply Speaking (November 2019) — Conditional Payment Instructions
November 21, 2019
Partner Hoyoon Nam Authored an Article for the October/November Issue of Marine Money titled, “Unique Challenges of Libor’s Disappearance for Shipping Loans”
November 19, 2019
SEC Staff Extends Temporary No-Action Relief to Broker-Dealers Regarding MiFID II Research Requirements
November 15, 2019
SEC Issues No-Action Letter to Blockchain-Based Equities Settlement Service
November 15, 2019
SEC’s Office of Compliance Inspections and Examinations Issues Risk Alert to Provide Observations from Examinations of Investment Companies and Observations from Money Market Fund and Target Date Fund Examination Initiatives
November 14, 2019
Co-Director of the SEC’s Enforcement Division Discusses Current Areas of Focus Involving Registered Investment Adviser Conflicts of Interest
November 2019
Seward & Kissel LLP — Front Page Focus