Partner Rob Van Grover spoke on a Regulatory Compliance Watch webinar titled, “The Latest on the Marketing Rule,” on April 21, 2023 at 12:00pm EST.

Discussion topics will include:

• How does your firm conduct compliance-related due diligence on potential vendors?
• What is the meaning of recent risk alerts, enforcement actions, exam lists?
• How are you avoiding airs of LP favoritism around co-investments?
• What are the risk areas surrounding adoption and implementation of the new rule?
• How are you showing fees and expenses on an investment-by-investment basis?

Panelists:

• Matthew F. Cohen, Partner, Kirkland & Ellis
• Rob Van Grover, Partner, Seward & Kissell
• Nick Duvall, Vice President Legal & Compliance, Carlyle
• Jana Nawrocki, Senior Vice President and Chief Compliance Officer, GID
• Moderator: Bill Myers, Editor, Regulatory Compliance Watch

Click here to register for webinar