News & Events
Explore our latest news
Explore News & Events
Back
Back
Filter
Clear
Latest Thought Leadership
Ongoing analysis and perspective to help our clients navigate what’s next.
November 6, 2026
UPDATED: Steps to Take During Extreme Market Volatility
November 4, 2026
SEC Division of Examinations Announces 2027 Examination Priorities
November 2, 2026
SEC Proposes to Modernize the Interval Fund Framework and Expand Multiple Share Class Structures
October 30, 2026
SEC Proposes Framework Permitting Performance-Based Compensation for Regulated Funds
October 29, 2026
Seward & Kissel RIA Enforcement Analysis
October 27, 2026
FINRA Permits Performance Projections and Targeted Returns in Certain Broker-Dealer Communications
October 21, 2026
NY Personnel Records Law Soon Takes Effect
October 16, 2026
SEC Proposes Custody Rule Updates and Crypto Custody Framework
October 14, 2026
New York Legislature Passes Wage Payment Integrity Act
October 13, 2026
Fact or Fiction: Considerations for Financial Institutions When Verifying (or Debunking) Negative News
October 5, 2026
The SEC Proposes to Expand the Category of Individuals Qualifying as “Accreditor Investors” under the Regulation D Private Placement Exemption
September 29, 2026
Planning for Authors, Musicians, Artists, and Collectors, Bloomberg BNA Tax Management Portfolio No. 815-3rd (Estate Planning Series)
November 6, 2026
UPDATED: Steps to Take During Extreme Market Volatility
November 4, 2026
SEC Division of Examinations Announces 2027 Examination Priorities
November 2, 2026
SEC Proposes to Modernize the Interval Fund Framework and Expand Multiple Share Class Structures
October 30, 2026
SEC Proposes Framework Permitting Performance-Based Compensation for Regulated Funds
October 29, 2026
Seward & Kissel RIA Enforcement Analysis
October 27, 2026
FINRA Permits Performance Projections and Targeted Returns in Certain Broker-Dealer Communications
October 21, 2026
NY Personnel Records Law Soon Takes Effect
October 16, 2026
SEC Proposes Custody Rule Updates and Crypto Custody Framework
October 14, 2026
New York Legislature Passes Wage Payment Integrity Act
October 13, 2026
Fact or Fiction: Considerations for Financial Institutions When Verifying (or Debunking) Negative News
October 5, 2026
The SEC Proposes to Expand the Category of Individuals Qualifying as “Accreditor Investors” under the Regulation D Private Placement Exemption
September 29, 2026
Planning for Authors, Musicians, Artists, and Collectors, Bloomberg BNA Tax Management Portfolio No. 815-3rd (Estate Planning Series)
November 6, 2026
UPDATED: Steps to Take During Extreme Market Volatility
November 4, 2026
SEC Division of Examinations Announces 2027 Examination Priorities
November 2, 2026
SEC Proposes to Modernize the Interval Fund Framework and Expand Multiple Share Class Structures
October 30, 2026
SEC Proposes Framework Permitting Performance-Based Compensation for Regulated Funds
October 29, 2026
Seward & Kissel RIA Enforcement Analysis
October 27, 2026
FINRA Permits Performance Projections and Targeted Returns in Certain Broker-Dealer Communications
October 21, 2026
NY Personnel Records Law Soon Takes Effect
October 16, 2026
SEC Proposes Custody Rule Updates and Crypto Custody Framework
October 14, 2026
New York Legislature Passes Wage Payment Integrity Act
October 13, 2026
Fact or Fiction: Considerations for Financial Institutions When Verifying (or Debunking) Negative News
October 5, 2026
The SEC Proposes to Expand the Category of Individuals Qualifying as “Accreditor Investors” under the Regulation D Private Placement Exemption
September 29, 2026
Planning for Authors, Musicians, Artists, and Collectors, Bloomberg BNA Tax Management Portfolio No. 815-3rd (Estate Planning Series)
Join Our Mailing List
Stay closely connected with Seward & Kissel by joining our mailing list. Receive timely updates on regulatory developments, evolving market trends, and issues shaping your industry.
Subscribe to updates