The Seward & Kissel webinar titled, “Current SEC Private Funds Enforcement: An Insider’s Perspective” is the focus of a Hedge Fund Law Report article titled, “How Managers Can Navigate the Thin Line Between SEC Examinations and Enforcement.”November 14, 2019
Kalyan (Kal) Das, Seward & Kissel Partner and Head of the Firm’s Global Bank and Institutional Finance & Restructuring Practice Group, to speak at IMN’s 5th Annual ABS Tech Conference on November 20th in New York CityNovember 20, 2019
On November 7, 2019, Partner Rob Van Grover moderated a panel titled, “Meeting New NFA and SEC Exam Expectations” at the Regulatory Compliance Association Compliance Vision 2021 Symposium in New York, NY.November 7, 2019
SEC Staff Extends Temporary No-Action Relief to Broker-Dealers Regarding MiFID II Research RequirementsNovember 19, 2019
SEC’s Office of Compliance Inspections and Examinations Issues Risk Alert to Provide Observations from Examinations of Investment Companies and Observations from Money Market Fund and Target Date Fund Examination InitiativesNovember 15, 2019
Co-Director of the SEC’s Enforcement Division Discusses Current Areas of Focus Involving Registered Investment Adviser Conflicts of InterestNovember 14, 2019
Seward & Kissel, founded in 1890, is a leading U.S. law firm with an international reputation for excellence. We have offices in New York City and Washington, D.C.
Our practice primarily focuses on corporate and litigation work for clients seeking legal expertise in the financial services, corporate finance and capital markets areas. The Firm is particularly well known for its representation of major commercial banks, investment banking firms, investment advisers and related investment funds (including mutual, hedge and private equity funds), broker-dealers, institutional investors and transportation companies (particularly in the shipping area).
The Firm’s attorneys are very experienced and highly regarded in their respective practice areas. Many have been with the Firm for most, if not all, of their legal careers. Our focus and expertise, combined with the Firm’s stability, have enabled us to create a work culture that is dedicated to professional excellence and sound judgment, and that is committed to providing our clients with effective, high quality, hands-on legal service.
Chambers Associate Ranks Seward & Kissel LLP as a Top Law Firm in the U.S. for Associate Satisfaction
Seward & Kissel LLP offers our New York associates the broad experience and training of a large practice in the context of a moderately sized firm. We offer our Washington, D.C. associates a more focused experience concentrating on our Investment Management, Corporate Finance and Capital Markets and Regulatory practices in the context of a collegial, small-office environment.
Our associates have the opportunity to work on a wide range of challenging and stimulating matters within the practice areas of our particular offices. Seward & Kissel provides opportunities to those wishing to develop a specific area of expertise, and to those wishing to leverage their experience across a broad range of industries.
A basic tenet of working at Seward & Kissel is having a balanced lifestyle. We recognize the importance of, and encourage having balance in, your personal and professional life. Our attorneys foster a congenial and supportive firm environment, doors are always open, and colloquy is actively encouraged.
The Broker Dealings: a Broker-Dealer Law Blog focuses on legal, regulatory and compliance issues related to broker-dealers and capital markets.
The ’40 Act Blog is a comprehensive source for legal developments related to investment advisers, mutual funds and exchange-traded funds.
The Business Transactions Group IM Deals blog covers investment management industry transactions.
Registered Investment Adviser Compliance Services is an online resource for SEC registered advisers, providing access to the Firm’s Model Compliance Manual, Code of Ethics and guides to Form ADV Part 1 and 2.
Seward & Kissel’s Client Management System is a resource for our investment fund clients to record subscription information, view regulatory alerts, track filing deadlines, and report changes to identifying information for their private investment funds.