Paul Miller spoke at the IAA 2023 Investment Adviser Compliance Conference
March 14, 2023
Partner Paul Miller spoke on a panel at the IAA 2023 Investment Adviser Compliance Conference on the Prevention of Misuse of MNPI and Insider Trading: Alternative Data and Expert Networks. The event was held on March 14th in Washington, D.C.
This panel discusses how to design reasonable policies and procedures for the protection and use of nonpublic information, including dealing with onboarding and diligence processes for alternative data services and relationships with expert network consultants.
For more information on the conference, click here.