SEC Spotlight Series: MNPI & Fees and Expenses

June 18, 2020

On June 17th, 2020, Seward & Kissel hosted its inaugural SEC Spotlight Series webinar discussing the SEC’s continued focus on private equity fund advisers fees and expenses and material non-public information (MNPI) policies.

Speakers opine on the facts and circumstances related to recent SEC cases addressing these issues and what to consider when evaluating and creating such policies.