Seward & Kissel Webinar – Non-Transparent ETFs

October 25, 2019

Featuring Christopher D. Carlson, Counsel in Seward & Kissel’s Investment Management Group

Please join Seward & Kissel for a presentation featuring Christopher D. Carlson, as he provides an overview on a subset of registered investment companies that operate as exchange-traded funds (“ETFs”), namely, non-transparent ETFs (“NT ETFs”). Specifically, the presentation will summarize certain relevant aspects of ETFs generally (including the arbitrage mechanism), the need for special exemptive relief for NT ETFs, the differences between this type of exemptive relief and the rule that most ETFs will be required to operate under, and the differences between the versions of this type of exemptive relief that has been, or is likely to be, granted to a handful of NT ETF sponsors so far.

November 19, 2019
10:00 am — 11:00 am
Please click here to register

1 CLE credit in Professional Practice will be available for participation in the webinar.
Please click here for CLE forms

Event Start
November 19, 2019 10:00 am
Event End
November 19, 2019 11:00 am

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