On April 23, Seward & Kissel’s David Tang and Philip Moustakis, formerly of the SEC’s Division of Enforcement, hosted a live, interactive webinar discussing the following topics:

• SEC Filing Requirements and Relief
• SEC FAQ Guidance
• SEC Exams
• SEC Focus on MNPI
• BCP and Operational Issues
• Selective Disclosure/Liquidity Issues
• Valuation Issues

To learn more about Seward & Kissel’s compliance consulting offering, please visit Seward & Kissel Regulatory Compliance homepage.