Webinar: Current Regulatory Developments with David Tang and Philip Moustakis
April 23, 2020
On April 23, Seward & Kissel’s David Tang and Philip Moustakis, formerly of the SEC’s Division of Enforcement, hosted a live, interactive webinar discussing the following topics:
- SEC Filing Requirements and Relief
- SEC FAQ Guidance
- SEC Exams
- SEC Focus on MNPI
- BCP and Operational Issues
- Selective Disclosure/Liquidity Issues
- Valuation Issues
To learn more about Seward & Kissel’s compliance consulting offering, please visit Seward & Kissel Regulatory Compliance homepage.
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Philip Moustakis
(212) 574-1604
moustakis@sewkis.com