Webinar: Current Regulatory Developments with David Tang and Philip Moustakis

April 23, 2020

On April 23, Seward & Kissel’s David Tang and Philip Moustakis, formerly of the SEC’s Division of Enforcement, hosted a live, interactive webinar discussing the following topics:

  • SEC Filing Requirements and Relief
  • SEC FAQ Guidance
  • SEC Exams
  • SEC Focus on MNPI
  • BCP and Operational Issues
  • Selective Disclosure/Liquidity Issues
  • Valuation Issues

To learn more about Seward & Kissel’s compliance consulting offering, please visit Seward & Kissel Regulatory Compliance homepage.