Proxy Vote Reporting: Considerations for Institutional Investment Managers as the Form N-PX Filing Deadline Approaches
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Employment Litigation Roundup: May 2024
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SEC Shortening of Securities Transaction Settlement Cycle to Take Effect
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Gregg Bateman, Y. Daphne Coelho-Adam and Michael Danenberg Author Chapter in International Comparative Legal Guide – Lending & Secured Finance 2024
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SEC Amends Regulation S-P to Require Data Breach Notifications and Additional Written Policies
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DOL Publishes Final Regulation Expanding the Definition of an ERISA Fiduciary
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SEC Charges Investment Adviser with Pay-to-Play Violation, Bringing Political Contributions into Focus During Election Year
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Seward & Kissel Attorneys Author IAA Article on Off-Channel Communications
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T+1 Settlement Cycle: Implications for Investment Advisers
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Employment Litigation Roundup: April 2024
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