Revisiting RIA Proxy Voting Responsibilities

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Caroline Lee, Kevin Cassidy, David Mulle and Sagar Patel authored a chapter for Global Legal Insights Fund Finance 2026

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Seward & Kissel Releases 2025 Edition of SPV Snapshot Report

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SEC Proposes Amendments to Small Entity Definitions

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2026 U.S. Annual Filing Requirements

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SEC Delegates Authority to the Director of the Division of Investment Management in Connection with Confidential Information Requests

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Venezuela: Sanctions Policy Changes Afoot

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Employment Litigation Roundup: December 2025

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Highlights for 2026 Annual Report and Shareholder Meeting Season and Related Recent SEC Developments

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Dawning of a New Era in Securities Trading: SEC Greenlights DTC’s Securities Tokenization Pilot Program

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