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Ongoing analysis and perspective to help our clients navigate what’s next.
November 12, 2026
FDIC Proposes a More Streamlined Framework for Large-Bank Deposit Insurance Determinations
November 8, 2026
UPDATED: Steps to Take During Extreme Market Volatility
November 4, 2026
SEC Division of Examinations Announces 2027 Examination Priorities
November 2, 2026
SEC Proposes to Modernize the Interval Fund Framework and Expand Multiple Share Class Structures
October 30, 2026
SEC Proposes Framework Permitting Performance-Based Compensation for Regulated Funds
October 29, 2026
Seward & Kissel RIA Enforcement Analysis
October 27, 2026
FINRA Permits Performance Projections and Targeted Returns in Certain Broker-Dealer Communications
October 21, 2026
NY Personnel Records Law Soon Takes Effect
October 16, 2026
SEC Proposes Custody Rule Updates and Crypto Custody Framework
October 14, 2026
New York Legislature Passes Wage Payment Integrity Act
October 13, 2026
Fact or Fiction: Considerations for Financial Institutions When Verifying (or Debunking) Negative News
October 5, 2026
The SEC Proposes to Expand the Category of Individuals Qualifying as “Accreditor Investors” under the Regulation D Private Placement Exemption
November 12, 2026
FDIC Proposes a More Streamlined Framework for Large-Bank Deposit Insurance Determinations
November 8, 2026
UPDATED: Steps to Take During Extreme Market Volatility
November 4, 2026
SEC Division of Examinations Announces 2027 Examination Priorities
November 2, 2026
SEC Proposes to Modernize the Interval Fund Framework and Expand Multiple Share Class Structures
October 30, 2026
SEC Proposes Framework Permitting Performance-Based Compensation for Regulated Funds
October 29, 2026
Seward & Kissel RIA Enforcement Analysis
October 27, 2026
FINRA Permits Performance Projections and Targeted Returns in Certain Broker-Dealer Communications
October 21, 2026
NY Personnel Records Law Soon Takes Effect
October 16, 2026
SEC Proposes Custody Rule Updates and Crypto Custody Framework
October 14, 2026
New York Legislature Passes Wage Payment Integrity Act
October 13, 2026
Fact or Fiction: Considerations for Financial Institutions When Verifying (or Debunking) Negative News
October 5, 2026
The SEC Proposes to Expand the Category of Individuals Qualifying as “Accreditor Investors” under the Regulation D Private Placement Exemption
November 12, 2026
FDIC Proposes a More Streamlined Framework for Large-Bank Deposit Insurance Determinations
November 8, 2026
UPDATED: Steps to Take During Extreme Market Volatility
November 4, 2026
SEC Division of Examinations Announces 2027 Examination Priorities
November 2, 2026
SEC Proposes to Modernize the Interval Fund Framework and Expand Multiple Share Class Structures
October 30, 2026
SEC Proposes Framework Permitting Performance-Based Compensation for Regulated Funds
October 29, 2026
Seward & Kissel RIA Enforcement Analysis
October 27, 2026
FINRA Permits Performance Projections and Targeted Returns in Certain Broker-Dealer Communications
October 21, 2026
NY Personnel Records Law Soon Takes Effect
October 16, 2026
SEC Proposes Custody Rule Updates and Crypto Custody Framework
October 14, 2026
New York Legislature Passes Wage Payment Integrity Act
October 13, 2026
Fact or Fiction: Considerations for Financial Institutions When Verifying (or Debunking) Negative News
October 5, 2026
The SEC Proposes to Expand the Category of Individuals Qualifying as “Accreditor Investors” under the Regulation D Private Placement Exemption
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