Counsel David Tang is quoted and the Firm mentioned in the latest edition of the Regulatory Compliance Watch Weekly Briefing

April 19, 2021

Counsel David Tang is quoted and the Firm mentioned in the latest edition of the Regulatory Compliance Watch Weekly Briefing, in an article titled “Adviser seeks help paying FINRA cases.” Click here to view the article.


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David Tang
David Tang

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tang@sewkis.com