Counsel David Tang was quoted in a 3-part series of articles in Hedge Fund Law Report (HFLR) on “Navigating the SEC’s Interpretation Regarding an Investment Adviser’s Standard of Conduct.”

November 7, 2019

To read the three articles, please see below (subscription required).

Part 1: “Navigating the Interpretation Regarding an Investment Adviser’s Standard of Conduct: What It Means to Be a Fiduciary.” For a PDF copy of Part 1, please click here.

Part 2: “Navigating the SEC’s Interpretation Regarding an Investment Adviser’s Standard of Conduct: Six Tools to Systematically Identify Conflicts of Interest.”

Part 3: “Navigating the SEC’s Interpretation Regarding an Investment Adviser’s Standard of Conduct: Three Tools to Systematically Monitor Conflicts of Interest.”


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David Tang
David Tang

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tang@sewkis.com