August 18, 2020

SKRC August Compliance Flash

Continue reading...

August 17, 2020

Client Alert: SEC Charges Private Equity Adviser for Misallocated Expenses

Continue reading...

August 17, 2020

SPACs Are Back, Back Again: What You Should Know

Continue reading...

August 6, 2020

SEC Supplements Prior Guidance on Proxy Voting Responsibilities of Investment Advisers

Continue reading...

July 20, 2020

SEC OCIE Issues Cybersecurity Risk Alert on Ransomware

Continue reading...

July 16, 2020

SEC Proposes to Raise 13F Reporting Threshold to $3.5 Billion

Continue reading...

July 8, 2020

Volcker Rule Update: Final Rule Includes New Exclusions from the Definition of “Covered Fund”

Continue reading...

July 1, 2020

SEC OCIE Issues Risk Alert on Private Fund Adviser Examination Observations

Continue reading...

June 30, 2020

California Consumer Privacy Act Becomes Enforceable July 1

Continue reading...

June 29, 2020

Seward & Kissel Alternative Investment Manager Covid-19 Survey

Continue reading...

June 25, 2020

Supreme Court Allows but Limits Disgorgement in SEC Enforcement Actions

Continue reading...

June 25, 2020

OCIE Issues Risk Alert to Provide Additional Information About LIBOR Transition Preparedness Examinations

Continue reading...

June 24, 2020

2019 Seed Transactions Deal Points Study

Continue reading...

June 22, 2020

Continued Remote Working Issues and Considerations for Investment Managers

Continue reading...

June 9, 2020

Client Alert: SEC Charges Private Equity Adviser for Failure to Implement and Enforce MNPI and Restricted List Policies and Procedures

Continue reading...

Menu