June 5, 2020

Senate Confirms Special Inspector General for Pandemic Recovery … Another CARES Act Enforcement Shoe Drops

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June 4, 2020

Reminder: Registered Investment Advisers with Retail Investors Must File Form CRS by June 30, 2020

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June 2, 2020

Distressed Debt Trading: Navigating the Road Ahead

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June 2, 2020

A Proactive Lender is a Better Protected Lender

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May 29, 2020

CFTC Approves Deferral of Phase 5 Implementation Deadline for Regulatory Initial Margin Requirements as Result of COVID-19 Pandemic

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May 26, 2020

TAX AND OTHER CONSIDERATIONS FOR INVESTMENT FUNDS SEEKING TO UTILIZE THE TALF

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May 14, 2020

2019 BENCHMARK SURVEY OF U.S. DIRECT INVESTMENT ABROAD (FORM BE-10)

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May 11, 2020

Warren and Ocasio-Cortez Propose Ban on Mergers and Acquisitions

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May 7, 2020

Client Alert: SEC Charges Private Equity Adviser for Inadequate Fee Disclosures

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May 1, 2020

Partner Paul M. Miller and Counsel Christopher D. Carlson co-authored an article titled, β€œCan the Tax Efficiencies of ETF Redemptions In-Kind Be Replicated for Mutual Funds?” which was first published in the February 2020 edition of The Investment Lawyer.

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April 30, 2020

CFTC and NFA Provide Temporary Relief from Fingerprinting Requirements

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April 29, 2020

Top Market Trends During COVID-19

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April 29, 2020

NFA Amends CTA Performance Disclosure Requirements for One-On-One Presentations

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April 29, 2020

Capital Raising in the Age of the Coronavirus – A Front Page Focus Special Flash Survey Report

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April 27, 2020

Madoff Trustee’s Avoidance Power Can Reach Foreign Transferees

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