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Archive

May 1, 2018

Partners Paul Miller and Anthony Tu-Sekine co-authored an article for the Investment Adviser Association’s Compliance Corner titled, “What’s in a Name? ETF or Not – Does it Matter?”

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April 24, 2018

SKRC Compliance Weekly – April 24, 2018

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April 17, 2018

SKRC Compliance Weekly – April 17, 2018

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April 16, 2018

OCIE Issues Risk Alert on the Most Frequently Identified Advisory Fee and Expense Compliance Issues

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April 10, 2018

SKRC Compliance Weekly – April 10, 2018

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April 9, 2018

Seward & Kissel Releases Comprehensive Whitepaper Detailing the Complex Taxation of Cryptocurrencies and Digital Assets

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April 3, 2018

SKRC Compliance Weekly – April 3, 2018

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March 27, 2018

SKRC Compliance Weekly – March 27, 2018

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March 20, 2018

SKRC Compliance Weekly – March 20, 2018

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March 20, 2018

Fifth Circuit Court of Appeals Vacates the Department of Labor’s Fiduciary Advice Regulations

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March 13, 2018

SKRC Compliance Weekly – March 13, 2018

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March 8, 2018

Seward & Kissel’s 2017 New Hedge Fund Study

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March 6, 2018

SKRC Compliance Weekly – March 6, 2018

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March 1, 2018

March 2018 Compliance Flash

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February 27, 2018

SEC Extends Compliance Date for Liquidity Classification Requirements; Staff Issues New FAQs

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