May 13, 2015

Private Fund Structures and CLO Risk Retention

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May 8, 2015

2014 Benchmark Survey of U.S. Direct Investment Abroad (Form BE-10)

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May 6, 2015

SEC Clarifies Definition of Voting Equity Securities for Purposes of the Bad Actor Rule

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April 22, 2015

U.S. Department of Labor’s Proposed Regulation on the Definition of “Fiduciary”

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April 1, 2015

The Cayman Islands Tax Information Authority Launches the Cayman FATCA Portal

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March 3, 2015

March 2015 Private Funds Bullet Report

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March 2, 2015

Receipt of Gifts and Entertainment by Advisory Personnel

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March 1, 2015

Seward & Kissel’s 2014 New Hedge Fund Study

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February 25, 2015

AIMA / Simmons & Simmons Report on Activist Investment Managers

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February 23, 2015

Shareholder Activism Bullet Report – February 2015

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February 19, 2015

2015 Updates to Template Investment Adviser Compliance Manual

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February 17, 2015

Form BE-13 Filing Obligation on Foreign Direct Investment

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February 10, 2015

Stock Rights as Compensation Alternative for Investment Fund Managers

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February 9, 2015

Swiss Distribution Rules

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January 26, 2015

Annual Regulatory Reminders (2015)

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