September 11, 2014

The SEC Announces Settlements with Ten Investment Advisers For Violations of Section 13 and Section 16 Reporting under the Exchange Act

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August 28, 2014

SEC Adopts Money Market Fund Reforms

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August 22, 2014

Ongoing Compliance with the SEC’s Bad Actor Provisions

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August 21, 2014

August 29 Deadline for TIC Form SHL

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July 29, 2014

Bankruptcy & Reorganization Bullet Report – July 2014

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July 17, 2014

Advisers Must File the July 23 TIC Form SLT Electronically

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July 15, 2014

Alternative Investment Fund Managers Directive and ERISA Fiduciary Issues

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June 16, 2014

Recent IRS Revenue Ruling Clarifies the Tax Treatment of Stock Options and Physically-Settled Stock Appreciation Rights Under Section 457A

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May 27, 2014

FATCA Update: Recent Developments and Next Steps

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May 15, 2014

Partner Joe Morrissey authored a Law 360 article titled, “PE Fund Managers Must Prepare For Corruption Scrutiny.”

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May 13, 2014

CFTC Issues CPO Delegation Guidance

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May 12, 2014

Significant Changes to FBAR Filing Due June 30

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April 25, 2014

CFTC Delays Oral Communication Recordkeeping Requirement

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April 17, 2014

OCIE Issues Risk Alert on Cybersecurity Initiative

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April 15, 2014

Business Transactions Group 2013 Year in Review

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