January 15, 2014

SEC Adopts Amendments to Remove Certain NRSRO References in Investment Company Rules and Forms

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January 13, 2014

Counsel Anthony Tu-Sekine and Bibb Strench co-authored an article in the ETF Daily News titled, “Palladium’s Fundamentals May Spur Investor Interest.”

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January 10, 2014

TIC Form B Filing Deadlines Approaching on January 15, 2014 and January 20, 2014

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January 7, 2014

SEC Broadly Interprets Beneficial Ownership for Purposes of the Bad Actor Rule

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December 17, 2013

SEC Issues Bad Actor Rule Interpretations

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December 16, 2013

CFTC Annual Affirmations

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December 6, 2013

New Proposed Regulations Represent a Major Change in the IRS’s Approach to Withholding on Dividend Equivalent Payments

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December 3, 2013

FATCA Update: Cayman Islands Signs IGA with United States

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December 1, 2013

Recent Firm Achievements in Hedge Funds

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November 7, 2013

Upcoming Regulation S-ID Compliance Date on November 20, 2013

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September 30, 2013

Private Funds Bullet Report – September 2013

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September 25, 2013

New Broker Dealer Financial Responsibility and Financial Reporting Rules

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September 17, 2013

Bad Actor Provisions Effective One Week From Today

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September 3, 2013

CFTC Issues Harmonization Rule for CPOs of Registered Investment Companies

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August 29, 2013

FATCA Update: IRS Opens Online Registration Portal; Negotiations Concluded on U.S.-Cayman Islands IGA

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