August 23, 2013

Complying With the SEC’s New Bad Actor Provisions

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August 23, 2013

CFTC Issues CPO Recordkeeping and Disclosure Relief

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August 7, 2013

SEC Eliminates Prohibition Against General Solicitation and Advertising in Rule 506 and Rule 144A Offerings

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August 2, 2013

SEC Adopts Rules Disqualifying Certain Regulation D Offerings Involving Bad Actors

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July 26, 2013

CLO 2.0: How Can Hedge Fund Managers Navigate the Practical and Legal Challenges of Establishing and Managing Collateralized Loan Obligations?

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July 18, 2013

CFTC Issues Cross-Border Guidance

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July 17, 2013

SEC Steps Up Enforcement of Rule 105

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July 13, 2013

IRS Delays FATCA Implementation for Six Months

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July 11, 2013

SEC Lifts Ban on General Solicitation and General Advertising for Certain Private Placements

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July 11, 2013

SEC Approves Elimination of Ban on General Solicitation and Advertising for Certain Private Offerings; Adopts Rule 506 “Bad Actor” Disqualification and Proposes Amendments to Private Offering Rules

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July 8, 2013

AIFMD Implementation Deadline – July 22, 2013

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July 8, 2013

SEC Proposes Money Market Fund Reforms

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June 24, 2013

Expiration of Composite Swap Relief

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June 17, 2013

FBAR Filing Due June 30

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June 17, 2013

Partner Paul Miller authored an article for Bloomberg BNA’s Securities Regulation & Law Report™ titled, “Private Fund Advisers Considering Mutual Funds.”

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