June 3, 2013

The QPAM Exemption and QPAM-Sponsored Plans

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June 3, 2013

Partner Paul Miller authored an article for the Investment Adviser Association’s Compliance Corner titled, โ€œSoft Dollars Revisited.โ€

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May 29, 2013

Upcoming Swap Clearing Compliance Date on June 10, 2013

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May 13, 2013

AIFMD for US Hedge Fund Managers – “Marketing” to UK Investors

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May 3, 2013

FATCA Update: Final Regulations and Cayman IGA Negotiations

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May 2, 2013

SEC and CFTC Adopt Identity Theft Red Flags Rules

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April 30, 2013

Private Funds Bullet Report – April 2013

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April 12, 2013

Notice to EDGAR Form 13F Filers

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April 10, 2013

Important Reminder Regarding April 30, 2013 Form PF Filing Deadline for Annual Filers

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April 8, 2013

Trademark Clearinghouse

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April 5, 2013

April 10 Deadline for Swap Counterparties

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April 1, 2013

Seward & Kissel 2012 New Hedge Fund Study

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March 26, 2013

Partner Paul Clark, an acknowledged expert in the area of brokered deposits, has published “Just Passing Through: A History and Critical Analysis of FDIC Insurance of Deposits Held by Brokers and Other Custodians” in the Fall Issue of the Boston University School of Law Review of Banking & Financial Law.

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March 22, 2013

The Private Funds Report – Index to Covered Topics

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March 15, 2013

Additional Documentation May Be Required for Funds Entering Into Cleared Derivatives

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