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February 24, 2012
SEC Adopts Revised Performance Compensation Rule and Transition Rules
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February 21, 2012
2011 New Hedge Fund Study
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February 15, 2012
Sixth Circuit Decision Raises Question About Effectiveness of Broker-Dealer Liens on Customer Assets
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February 10, 2012
Foreign Account Tax Compliance Act (“FATCA”)
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February 9, 2012
CFTC Adopts Final Rules Regarding Exemptions from CPO and CTA Registration; Rescinds 4.13(a)(4) Exemption
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February 6, 2012
SEC Compliance Outreach Program for Investment Advisers and Investment Companies Subtitle
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February 3, 2012
Recordkeeping and Reporting of Swap Information
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February 3, 2012
TIC Form SHC Filing Deadline Approaching
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February 2, 2012
Proposed Regulations Will Impose U.S. Withholding Tax on “Dividend Equivalent” Payments Under Equity Swaps on U.S. Securities
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January 27, 2012
Annual Regulatory Reminders (2012)
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January 26, 2012
New HSR Filing Thresholds (2012)
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January 26, 2012
U.S. Department of Labor Form 5500 Schedule C Reporting
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January 26, 2012
Reporting Obligations for Exempt Reporting Advisers
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January 25, 2012
Internal Revenue Service Announces the Third Installment of Its Offshore Voluntary Disclosure Program
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January 24, 2012
Private Funds Bullet Report – January 2012
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